36 months of collaborative work
Supervision of 7 entities within the corporation
12 data sources under supervision
Identifying suspicious behaviour to act before damage occurs
Financial players in today's real-time markets need to quickly spot conduct in their operations that could constitute potential market abuse and act on it fast. They need an electronic monitoring and supervision system that allows them to comply with increasingly stringent regulatory requirements while being flexible in order to adapt to changes in them.
Our system provides operational monitoring for multiple types of financial assets through a broad catalogue of already implemented scenarios or strategies enabling multiple on-the-spot configuration options to adapt to changes in specific data or needs.
What is the key element?
Being able to combine real-time and historical information from multiple sources to ascertain potentially fraudulent patterns in trading systems and react to them by generating an alarm for subsequent monitoring or even act automatically to stop a suspicious transaction.
Our solution is highly configurable and adapts to ongoing regulatory changes so we can recognise complex rules and patterns in large volumes of historical and real-time data. It lets us assist compliance departments in investigating nonconforming conduct in organisational regulatory and internal requirements.
All with the aim of keeping one step ahead of suspicious activities within the firm's operations.
Confidence in results
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01
Global monitoring
Monitoring of operations in 7 areas within the firm.
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02
Full coverage
Analysis with multiple scenarios regarding transactions in 15 types of financial assets.
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03
Full insight
Monitoring of alerts and results both globally and locally.
